Weekly Wanderlust: New York City

Home to Basquiat, micro-apartments, and some of the best rooftop bars and restaurants, New York City is the melting pot of America, a city whose attractions will continue to unfold for as much time as you have to spend there. You may already plan to visit Rockefeller Center and Top of the Rock Observation Deck, with its iconic skating rink and opportunity to peer into NBC Studios; spend a day browsing the renowned Greek, Roman, Egyptian, and Islamic exhibits at The Metropolitan Museum of Art, or get your Alice in Wonderland fix at Alice’s Tea Cup. But be sure to leave plenty of unscheduled time for off-the-beaten-track destinations and neighborhoods as well.

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One World Trade Center

Whether your interests lean artsy, sociological, or completely open-ended, you can get a taste of the Big Apple before your visit with books that chronicle everything from the city’s rich past, to the idiosyncratic art scene and hidden neighborhoods.

Basquiat_Notebooks_S15 Brooklyn-born Jean-Michel Basquiat (1960-88) was one of the most important artists of the 1980s. A key figure in the New York art scene, he inventively explored the interplay between words and images throughout his career, first as a member of SAMO, a graffiti group active on the Lower East Side in the late 1970s, and then as a painter acclaimed for his unmistakable Neoexpressionist style. From 1980 to 1987, he filled numerous working notebooks with drawings and handwritten texts. This facsimile edition reproduces the pages of eight of these fascinating and rarely seen notebooks for the first time.
 j8758  Which is more important to New York City’s economy, the gleaming corporate office–or the grungy rock club that launches the best new bands? If you said “office,” think again. In The Warhol Economy, Elizabeth Currid argues that creative industries like fashion, art, and music drive the economy of New York as much as–if not more than–finance, real estate, and law. And these creative industries are fueled by the social life that whirls around the clubs, galleries, music venues, and fashion shows where creative people meet, network, exchange ideas, pass judgments, and set the trends that shape popular culture.
j10396 Once known for slum-like conditions in its immigrant and working-class neighborhoods, New York City’s downtown now features luxury housing, chic boutiques and hotels, and, most notably, a vibrant nightlife culture. While a burgeoning bar scene can be viewed as a positive sign of urban transformation, tensions lurk beneath, reflecting the social conflicts within postindustrial cities. Upscaling Downtown examines the perspectives and actions of disparate social groups who have been affected by or played a role in the nightlife of the Lower East Side, East Village, and Bowery. Using the social world of bars as windows into understanding urban development, Richard Ocejo argues that the gentrifying neighborhoods of postindustrial cities are increasingly influenced by upscale commercial projects, causing significant conflicts for the people involved.
j10060 As a child growing up in Manhattan, William Helmreich played a game with his father called “Last Stop.” They would pick a subway line, ride it to its final destination, and explore the neighborhood. Decades later, his love for exploring the city is as strong as ever. Putting his feet to the test, he decided that the only way to truly understand New York was to walk virtually every block of all five boroughs—an astonishing 6,000 miles. His journey took him to every corner of Manhattan, Brooklyn, Queens, the Bronx, and Staten Island. Helmreich spoke with hundreds of New Yorkers from every part of the globe and all walks of life. He finds that to be a New Yorker is to struggle to understand the place and to make a life that is as highly local as it is dynamically cosmopolitan.

A Q&A with Madeline Hsu, author of THE GOOD IMMIGRANTS

Hsu jacketWhat lead to the radical shift in public perception of Asians from dangerous “yellow peril” to celebrated model immigrants and overachievers? Madeline Hsu, author of The Good Immigrants argues that the short answer is the American government, and the CIA in particular. Recently she took the time to tell us a bit more about the book, its intended audience, and her reasons for writing this fascinating ethnic history. Check out chapter one here.

What inspired you to get into your field?

MH: As an undergraduate at Pomona College, I benefited from excellent teaching and mentorship. History seemed to come very naturally to me and the emphasis on explaining through telling stories is for me a very instinctive way to understand the world.

What are you reading right now?

MH: I have just finished reading Rise of a Japanese Chinatown: Yokohama, 1894-1972 by Eric Han (Harvard University Press, 2014) which provides an illuminating comparison of how Chinese fared in monoracial Japan as it was evolving into a world power as compared to racial dynamics in the United States. Han is particularly effective in linking the changing fortunes of Chinese Japanese to the relationship between Japan and China, particularly with the decline and rise of the latter’s international standing. I am also reading Please Look After Mom by Kyung-sook Shin and The Usagi Yojimbo Saga, Bk. 2, a long-running graphic novel series by Stan Sakai featuring a rabbit ronin protagonist.

Describe your writing process. How long did it take you to finish your book? Where do you write?

MH: I had been thinking about and researching this project for about 7 or 8 years. It had begun with my observation that at a time of highly restrictive immigration laws before 1965, international students from Taiwan and other Asian countries were nonetheless able to resettle permanently in the United States. From there, my research took me many places such as refugee programs, the establishing of international education programs in the United States, US missionary activities in China, and the earliest of Chinese students to come to the US.  After about 6 or 7 years, I was able to gain a sabbatical that gave me time to decide the parameters of the book and divide it into chapters. After that, it took me about a couple of years of hard writing to adapt and expand my various conference papers into the current manuscript. The key was figuring out my main arguments and chronology. I usually write at my desk at home, which looks out a window with a view of my neighbor’s beautifully kept front yard with agave and pecan trees.

Do you have advice for other authors?

MH: Rather than starting out with a fixed idea of what the book would argue, I had a question to which I sought answers. The subsequent research and the journey it has taken me on has revealed stories that have been unknown to myself and most others, but also help to make sense of major shifts in the positioning of Asians in the United States.

What was the biggest challenge involved with bringing this book to life?

MH: I am a single parent and struggle constantly with juggling responsibilities to my household and maintaining a certain level of writing and research.

Who do you see as the audience for this book?

MH: At a basic level, I hope it is accessible to informed and interested general readers who want to learn more about immigration policy, U.S. multiculturalism, and 20th century Chinese society with particular regard for migrations overseas.  My goal is to explain complicated intersections between laws, popular attitudes, and government projects and how they shape the behaviors and choices of migrants in ways that highlight their humanity and shared values.

How did you come up with the title or jacket?

MH: The main title was suggested by the editorial board. I came up with the subtitle, which addresses a key problem in Asian American/immigration/ethnic history which has been how quickly Asians have transformed from being such dangerous and racially different “yellow peril” threats that they justified the earliest immigration restrictions and within a generation became celebrated model immigrants and overachieving Americans. The short answer is that the U.S. government, and in my book the CIA in particular, were pulling strings in the background. There were many unintended consequences, nonetheless, but Asians selected for their employment traits emerged as welcome immigrants.

Madeline Y. Hsu is associate professor of history and past director of the Center for Asian American Studies at the University of Texas at Austin. Her books include Dreaming of Gold, Dreaming of Home and the coedited anthology Chinese Americans and the Politics of Race and Culture.

Happy Independence Day!

The Fourth of July is a day of barbecues and bonding with the family… and American History books! If you find yourself needing a history fix after the fireworks, explore some of our best, including, America in Our Time: From World War II to Nixon — What Happened and WhyOverreach: Leadership in the Obama PresidencyThe Concise Princeton Encyclopedia of American Political History, Governing America: The Revival of Political History, and Suburban Warriors: The Origins of the New American Right.


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Check out even more American History titles here.

Out of Ashes – The Cold War / Eastern Bloc

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Out of Ashes – Konrad Jarausch

To mark the release of Konrad H. Jarausch’s Out of Ashes, we continue with our series of vignettes describing some of the most compelling moments of twentieth century European history, many of which are discussed in Jarausch’s book. Today we remember the Cold War. Loop back to our earlier posts here and here.

1948, The Berlin Airlift. The Nazi regime of Adolf Hitler has been dismantled. Germany, reeling from the unprecedented violence it has witnessed and perpetrated, has been divided and occupied by France, the United States, Britain, and the Soviet Union. Berlin, isolated in the Soviet sector, has also been divided among the four victor nations. In June 1948, with the wartime alliance crumbling, the Russians close all highways, railroads and canal access to the city, in part an attempt to press Western Allies to withdraw the newly introduced Deutschmark. Instead, air forces from United States, Britain, Canada, Australia, New Zealand, and South Africa combine  efforts to deliver fuel and food. Eleven months and over 200,000 flights later, the Soviets capitulate and lift the blockade – more supplies have entered Berlin by air than had previously been delivered by rail.

October 1956, Hungary. On a fall day in Budapest, a student demonstration that has drawn thousands veers toward revolt.  Young people flood central Budapest and head toward the Parliament building, ultimately storming the radio building to broadcast their demands. When they are detained, demonstrators outside demanding their release are fired upon by the State Security Police from within the building. A fallen student, wrapped in a flag, is held above the anguished crowd. Violence erupts through the capitol; the Hungarian Revolution has begun, marking the first major threat to Soviet control since WWII. Within hours Russian tanks are crawling through the streets of Budapest to crush the uprising.

November 9, 1989, The Fall of The Berlin Wall. Just before midnight, border guards at The Berlin Wall begin allowing East and West Berliners to pass from one side of the wall to the other. What has begun as a clumsy announcement on the part of an East German official about plans for loosening travel restrictions swells into a perfect storm of confused guards, and an unstoppable surge of people.  Long a grim symbol of division and Cold War tensions, the site of the wall is transformed overnight by peaceful revolution into one of celebration. Strangers embrace, families are reunited, champagne is opened; the historic wall will be dismantled by crowds of jubilant Germans. Though Gorbachev’s recent talks about nonintervention in Eastern Europe have foreshadowed the historic event, the opening of the barrier and the subsequent reunification of Germany takes the world by storm, lending momentum to the collapse of the other East European regimes.

Author Phillip Hoffman offers an In-Depth Look At “Why Did Europe Conquer The World?”

Between 1492 and 1914, Europeans conquered 84 percent of the globe. But why did Europe rise to the top, when for centuries the Chinese, Japanese, Ottomans, and South Asians were far more advanced? Why didn’t these powers establish global dominance? In Why Did Europe Conquer the World?, distinguished economic historian Philip Hoffman demonstrates that conventional explanations—such as geography, epidemic disease, and the Industrial Revolution—fail to provide answers. Arguing instead for the pivotal role of economic and political history, Hoffman shows that if variables had been at all different, Europe would not have achieved critical military innovations, and another power could have become master of the world.

Check out this video in which Hoffman sheds light on the two millennia of economic, political, and historical changes that set European states on a distinctive path of development and military rivalry.


Q&A with Konrad H. Jarausch, author of Out of Ashes: A New History of Europe in the Twentieth Century

Konrad H. Jarausch, eminent historian and Lurcy Professor of European Civilization at the University of North Carolina, Chapel Hill, is the author of the sweeping new history, Out of Ashes: A New History of Europe in the Twentieth Century, which Publisher’s Weekly notes is “bound to become the standard work on its subject”. Recently, Jarausch took the time to discuss with us how the impact of history itself influenced his own decision to become a historian, the key lessons of the 20th century, and why the tendency to view the last century in Europe as “one gigantic catastrophe” is reductive to the larger picture’s nuanced stories of humanity, prosperity and promise.

Over the next several weeks, we’ll be posting installments in a new blog series called Out of Ashes – Scenes from 20th Century Europe. Through a series of vignettes highlighting the major episodes covered by Jarausch’s book—from the descent into totalitarianism, to the growth of modernism and the arts—we hope to offer a sense of the scope and range of events that shaped the war-torn, and, as Jarausch writes, “spectacularly recovered” continent.

Out of Ashes jacketWhy do we need a new history of 20th century Europe?

KJ: The development of Europe during the last century is a fantastic story which no screen-writer could have invented, because its extremes offer an incredible mixture of suffering and pleasure. The war-torn continent has now spectacularly recovered from its prior disasters and overcome the division between East and West. Though written by eminent historians, the previous efforts are too incomplete in temporal treatment, too unbalanced in geographic coverage and too partisan in ideological interpretation in order to do justice to the complexity of events. Written after the overthrow of Communism, this new book presents a more comprehensive and balanced account.

What inspired you to get into your field?

KJ: My becoming a historian was determined by the impact of history itself: I was born in Germany on the day on which the Atlantic Charter of fundamental rights was proclaimed by FDR and Churchill, August 14, 1941. I survived the Allied bombardments of Magdeburg as infant, but my mother evacuated both of us to a farm in lower Bavaria in order to escape the danger from the air. My father, who was serving on the Eastern Front in charge of a kitchen for Russian POWs, passed away in January 1942  from typhoid fever, because he was trying to keep the Soviet prisoners from starving. As a result we never saw each other. At the end of the war my mother started teaching school in some private institutions until she finally got a state position in Krefeld in the Rhineland. I grew up playing in the rubble, being confronted with the devastating impact of the war almost every day.  It was therefore only natural for a curious teenager to want to find out what had happened in the Third Reich that destroyed his family and divided his country. Six decades later, having moved to the US as a student, I am still wrestling with questions of dictatorship and war.

Is the European record of the past century just one gigantic catastrophe?

KJ: It is true that the first half of the 20th century was full of internecine warfare, economic depression, ethnic cleansing and racist genocide that killed tens of millions of people, more than any other period in human history. But looking only at the disasters creates an incomplete perception, because the second half of the century witnessed a much more positive development in spite of the Cold War. After the defeat of Fascism in 1945, the peaceful revolution of 1989/90 also liberated the East from Communist control in a quite unexpected fashion. As a result, Europeans generally live more free, prosperous and healthy lives than ever before.

What is the central theme of the new perspective offered by this book?

KJ: Drawing on the conception of multiple pathways towards modernization, the book explores the fundamental ambivalences of modernity. The dynamism of change which Europeans unleashed in the 19th century held enormous potential for progress, but it also created an unparalleled destructive force. During the First World War, the broad coalition advocating change fractured into three competing ideological blueprints: Bolshevik social revolution, Wilsonian capitalist democracy and Fascist racial imperialism. It took World War Two to defeat the Nazi version and the Cold War to overcome the Communist variant.

Which role did Germany play in the conflicts over control of Europe?

KJ: In these ideological struggles, the new nation state of Germany played a key role as the source of problems during the first half of the century due to its authoritarian and dictatorial drives for hegemony. The country was both too large to fit into the European order and too small to dominate the continent all alone. But double defeat and loss of territories forced a drastic rethinking that re-civilized the country in the West. With the overthrow of Communism in the East, Germany became part of the solution, ending the division of the continent through reunification. In both respects Germany, located at the center of the continent, is at the heart of the story.

How does the newly emerging Europe differ from US politics, economics and society?

KJ: Both transatlantic partners share basic values such as liberty and equality, but since the Reagan revolution in the United States, the trend towards convergence has been reversed. The Europeans interpret the common legacy in a different way that makes life more livable there. For instance, the memory of the terrible bloodshed of the two World Wars has made them less willing to use war as means of politics; putting a higher value on social solidarity has created more equality on the continent; tight control of firearms has reduced homicide to one-third of the rate in the US; higher investments in mass transit have made Europe more ecological. In these questions the American public can actually learn from its European partner.

What are some of the key lessons of the twentieth century?

KJ: The loss of life and human suffering during the first half of the century were so appalling that European leaders made strenuous efforts to prevent their recurrence. Both sides of the Iron Curtain understood the need to tame the dynamism of modernity lest it become self-destructive. Concretely that meant no longer engaging in war on the continent, allowing nations the chance for self-determination, providing possibilities for self-government and creating more social equality. The overriding lessons have therefore been the need for a peaceful world order and the importance of human rights.

Does the Old Continent have a promising future?

KJ: Contrary to American pundits emphasizing the Euro crisis and to Tea Party denunciations of European socialism, the future of the old continent looks very promising indeed. The transnational effort at European integration is not just directed to overcoming the hostilities of the past, but also to meeting the globalization challenges of the future. The EU comprises a multinational realm of almost 500 million people, growing together by economic trade, unrestricted travel, civil society contacts and public debate. While the precise shape of the EU’s inter-governmental structure is still vigorously disputed, the Europeans have created an attractive alternative to the American Way.

Konrad H. Jarausch is the Lurcy Professor of European Civilization at the University of North Carolina, Chapel Hill. His many books include Reluctant Accomplice: A Wehrmacht Soldier’s Letters from the Eastern Front (Princeton) and After Hitler: Recivilizing Germans, 1945–1995. He lives in Chapel Hill.

Q&A with Scott L. Montgomery & Daniel Chirot, authors of The Shape of the New: Four Big Ideas and How They Made the Modern World

Scott L. Montgomery and Daniel Chirot, both of the University of Washington, recently sat down for a Q&A on their new book, The Shape of the New: Four Big Ideas and How They Made the Modern World. Read on to learn what these four Enlightenment ideas are, and why they remain so important to the understanding of the ideological and political conflicts of our own time.

The Shape of the New jacketWhy are ideas so important to the history of the modern world and also to understanding so much of the contemporary world?

Many of our social, cultural, and political perceptions have been shaped by big ideas first argued by long dead intellectuals.  For example, Thomas Jefferson and Alexander Hamilton’s argument on the shape of democracy more than 200 years ago continues to play out today in American debates over the size and scope and purpose of government.

Why use the term ‘ideas’ rather than ideology?

Ideology refers largely to already fixed, hardened positions about certain policy choices. The ideas we cover were much broader.  The leading intellectuals who developed them understood many of the conflicting arguments and knew they had to argue their positions in order to have any lasting influence.

What are the “Four Big Ideas” of the title, and why do you focus on them?

Our focus is not on single concepts but entire systems of thought that have affected every level of social experience. Adam Smith wrote about the freedom that individuals must have to decide their material and moral lives and that, if attained, would create the most efficient, prosperous, and free society. Marx spoke of universal equality for humanity, a just and egalitarian world that would arrive due to scientific laws governing history. Darwin took evolution and turned it into a scientific theory of enormous force:  with natural selection as its main mechanism, it gave all life a secular history and human beings a new context liberated from ancient traditions of religious purpose and final principles. Finally, modern democracy gained its first major success through the founders of the United States, most notably Thomas Jefferson and Alexander Hamilton, two brilliant but flawed men whose fierce debates set down essential patterns for how to imagine and institutionalize this new political system that has spread throughout large portions of the world.

You seem to suggest that the most powerful ideas have come from the Enlightenment and mainly from areas like political philosophy, economics, and theories of society or history? Is this correct?

Yes, partly but not political, economic, and social thought alone. Ideas of vital, even extraordinary influence also emerged in the 18th and 19th centuries from the sciences and from religious thought, as shown in our discussion of Darwin and religious fundamentalism in Christianity and Islam. Other domains of thought, such as art and literature, played major roles in the shaping and movement of key ideas.

What are some examples of what you call the “Counter Enlightenment”?

Some hostility came from organized religions that resisted the Enlightenment’s defense of freedom of thought and skepticism about fixed dogma. Much also came from elites opposed to democratization and increased freedom for everyone.  This Counter-Enlightenment has never gone away. Fascism and communism were based on powerful ideas that rejected much of the Enlightenment. Religious opposition remains in some fervent Christian denominations and  in radical Islam there remains bitter hostility to much of modern science and to any questioning of holy texts and authority. Rather than witnessing the continuing expansion of democracy and greater individual freedom that seemed to characterize the late 20th century, some governments, not least China and Russia, reject that side of the Enlightenment and propose instead illiberal forms of autocracy as better alternatives.

What does this have to do with the humanities and social sciences?

We strongly feel that college and university education no longer insists enough on the importance of teaching the ideas on which free, dynamic societies are based. To resist the paranoia about threats coming from all sorts of poorly understood sources we have to reaffirm the importance of the great ideas that shaped so much that we value, and make it known how those ideas were used to combat ignorance and opposition to freedom. Ultimately it is imperative that we understand the ideas that oppose what we value so that we are better equipped to fight against them.

Scott L. Montgomery is an affiliate faculty member in the Henry M. Jackson School of International Studies at the University of Washington. His books include Does Science Need a Global Language?: English and the Future of Research. Daniel Chirot is the Herbert J. Ellison Professor of Russian and Eurasian Studies at the University of Washington. His books include Why Not Kill Them All?: The Logic and Prevention of Mass Political Murder (Princeton). They both live in Seattle.

#WinnerWednesday: Congratulations, Ellen Wu!

Ellen D. Wu – The Color of Success: Asian Americans and the Origins of the Model Minority

Finalist for the 2015 Theodore Saloutos Memorial Book Award, Immigration and Ethnic History Society

The Theodore Saloutos Memorial Book Award is given annually to the book judged best on any aspect of the immigration history of the United States.  “’Immigration history’ is defined as the movement of peoples from other countries to the United States, of the repatriation movements of immigrants, and of the consequences of these migrations, for both the United States and the countries of origin.” The Immigration and Ethnic Historical Society has complete information on this award here.

Wu has written on “the model minority myth” for the LA Times, and has answered questions about her book here. She also won The Immigration and Ethnic Historical Society’s Outstanding First Book Award this year.  Congratulations, Ellen!


The Color of Success:
Asian Americans and the Origins of the Model Minority
Ellen D. Wu
Hardcover | $39.50 / £27.95 | ISBN: 9780691157825
376 pp. | 6 x 9 | 19 halftones.eBook | ISBN: 9781400848874
Endorsements | Table of Contents
The Color of Success embodies exciting developments in Asian American history. Through the lens of racial liberalism and cultural diplomacy, Ellen Wu offers a historically grounded analysis of the Asian American model minority in the contexts of domestic race politics and geopolitics, and she unveils the complexities of wartime and postwar national inclusion.”
Eiichiro Azuma, University of Pennsylvania

An interview with Josiah Ober, author of The Rise and Fall of Classical Greece

The period considered classical Greece (roughly the 4th through 5th century BC) had a profound effect on Western civilization, forming the foundations of politics and philosophy, as well as artistic and scientific thought. Why did Greece experience such economic and cultural growth—and why was it limited to this 200-year period? Josiah Ober, Professor of Political Science and Classics at Stanford University and author of The Rise and Fall of Classical Greece, took the time to explain the reasons behind Greece’s flourishing, and what its economic rise and political fall can tell us about our own world.

The Rise and Fall of Classical GreeceWhat was the rise of classical Greece and when and why did it happen?

JO: Basically, sustained economic growth lead to the rise of Ancient Greek civilization.

At the Early Iron Age nadir, in ca. 1000 BCE, the Greek world was sparsely populated and consumption rates hovered near subsistence. Some 650 years later, in the age of Aristotle, the population of the Greek world had increased at least twenty-fold. During that same period, per capita consumption probably doubled.

That rate of growth is far short of modern rates, but it equals the growth rate of the two standout societies of early modern Europe: Holland and England in the 16th to 18th centuries. Historians had long thought that the Greek world was impoverished and its economy overall static – which of course made Greek culture (art, philosophy, drama, and so on) seem that much more “miraculous.” But, thanks to the recent availability and quantification of a huge mass of data, drawn from both documentary and archaeological sources, we can now trace the amazing growth of the Greek economy, both in its extent (how many people, how much urbanization, and so on), and in terms of per capita consumption (how well people lived).

So the rise of the Greek world was predicated on sustained economic growth, but why did the Greek economy grow so robustly for so long?

JO: In the 12th century BCE, the palace-centered civilization of Bronze Age Greece collapsed, utterly destroying political and social hierarchies. Surviving Greeks lived in tiny communities, where no one was rich or very powerful. As Greece slowly recovered, some communities rejected attempts by local elites to install themselves as rulers. Instead, ordinary men established fair rules (fair, that is, for themselves) and governed themselves collectively, as political equals. Women and slaves were, of course, a very different story. But because these emerging citizen-centered states often out-competed elite-dominated rivals, militarily and economically, citizenship proved to be adaptive. Because participatory citizenship was not scalable, Greek states stayed small as they became increasingly democratic. Under conditions of increasingly fair rules, individuals and states rationally invested in human capital, leading to increased specialization and exchange. The spread of fair rules and a shared culture across an expanding Greek world of independent city-states drove down transaction costs. Meanwhile competition encouraged continuous institutional and technological innovation. The result was 700+ years of of world-class efflorescence, marked by exceptional demographic and per capita growth, and by immensely influential ideas, literature, art, and science. But, unlike the more familiar story of ancient empires, no one was in running the show: Greece remained a decentralized ecology of small states.

So what about the fall?

JO: There are two “falls” – one political and one economic. The economic fall is the decline of the Greek economy from its very high level in the age of Aristotle to a “premodern Greek normal” of low population and near-subsistence consumption levels with the disintegration of the Roman empire. That low normal had pertained before the rise of the city-state ecology. After the fall, it persisted until the 20th century. But we also need to explain an earlier political fall. Why, just when the ancient Greek economy was nearing its peak, were Philip II and Alexander (“the Great”) of Macedon able to conquer the Greek world? And then there is another puzzle: Why were so many Greek city-states able to maintain independence and flourishing economies in the face of Macedonian hegemony? The city-states were overtaken by the Macedonians in part because human-capital investments created a class of skilled and mobile experts in state finance and military organization. Hired Greek experts provided Philip and Alexander with the technical skills they needed to build a world-class army. But meanwhile, deep investments by city-states in infrastructure and training made fortified cities expensive to besiege. As a result, after the Macedonian conquest, royal taxes on Greek cities were negotiated rather than simply imposed. That ensured enough independence for the Greek cities to sustain economic growth until the Roman conquest.

What does the economic rise and political fall of classical Greece have to tell us about our own world?

JO: The new data allows us to test the robustness of contemporary theories of political and economic development. In the classical Greek world, political development was a primary driver of economic growth; democracy appears to be a cause rather than simply an effect of prosperity. The steep rise and long duration of the city-state ecology offers a challenge to neo-Hobbesian centralization theories of state formation, which hold that advanced economic and political development requires the consolidation of centralized state power. The comparatively low rate of ancient Greek income inequality, along with the high rate of economic growth, suggests that the negative correlation of sustained growth with extreme inequality, observed in some recent societies, is not a unique product of modernity. Finally, the history of the ancient Greek world can be read as a cautionary tale about the unanticipated consequences of growth and human capital investment: It reveals how innovative institutions and technologies, originally developed in the open-access, fair-rules context of democratic states, can be borrowed by ambitious autocrats and redeployed to further their own, non-democratic purposes.

How did you get interested in the topic of rise and fall – was it just a matter of “Edward Gibbon envy”?

JO: Gibbon is amazing, as a prose stylist and historian. But the origin of my project actually goes back to a quip by a senior colleague at the very beginning of my career: “The puzzle is not why the Greek world fell, it is why it lasted more than 20 minutes.” Twenty-five years ago (and fifteen years after my colleague’s quip), the historical sociologist W.G. Runciman claimed that classical Greece was “doomed to extinction” because the Greek city-states were, “without exception, far too democratic.” True enough: the classical Greek world eventually went extinct. But then, so did all other ancient societies, democratic or otherwise. The Greek city-state culture lasted for the better part of a millennium; much longer than most ancient empires. I’ve long felt that I owed my colleague a solution to his puzzle. This book is an attempt to pay that debt.

Josiah Ober is the Mitsotakis Professor of Political Science and Classics at Stanford University. His books include Democracy and Knowledge, Political Dissent in Democratic Athens, The Athenian Revolution, and Mass and Elite in Democratic Athens (all Princeton). He lives in Palo Alto, California.


Jonathan Zimmerman on how to publish your Op Ed

Jonathan Zimmerman, author of the new book Too Hot to Handle: A Global History of Sex Education, also happens to be known for writing (and publishing) more op eds than any other living historian. Recently he spoke to the History News Network about his unusual success in this area—a must-listen for authors and anyone whose desktop features a few op eds looking for a home.



Ronald Suny on the anniversary of the Armenian genocide

Suny jacketToday marks the 100th anniversary of the first day of the Armenian Genocide. Beginning on April 24, 1915, up to 1.5 million Armenians would die in massacres at the hands of the Ottoman government. The executions took place during and after WWI, targeting able-bodied males, and sending women, children, and the infirm on death marches into the Syrian desert. And yet, as Armenians around the world commemorate the anniversary, and numerous nations offer condolences to the descendents of the victims, the use of the term “genocide” to describe these atrocities has been politically fraught. Turkey, as the successor state of the Ottoman empire, has taken a stance of denial; Obama stopped short of using the term, with Israel seeming to follow his lead. Ronald Suny, author of the new book “They Can Live in the Desert but Nowhere Else”, argues that the fact of the Armenian Genocide is indisputable. In his op ed in yesterday’s New York Times, Suny writes about the “cost of Turkey’s genocide denial”:

…governments that fail to accept and confront the harsh consequences of historical truth are giving comfort to ultranationalist and anti-democratic forces that threaten liberty and democracy in Turkey.

Read his full New York Times op ed here, and his piece in The Daily Beast, in which he discusses the term “genocide” and its application. Suny recently took time to answer questions about the genocide, his book, and the inherent difficulty in explaining events that remain for many—at least emotionally—inexplicable.

What was the status of Armenians living in the Ottoman Empire before the Genocide began in 1915? Did the government openly discriminate against them?

RS: The roughly two million Armenians in the Empire were distinct — religiously distinct, as Christians in a majority Muslim society, as well as culturally and linguistically distinct in many cases. Most of them were peasants and townspeople in the six provinces of eastern Anatolia, often living in homogeneous villages and sections of towns, and occasionally dominated larger rural and urban areas. The most influential and prosperous Armenians lived in the imperial capital, Istanbul (Constantinople), where their visibility made them the target of both official and popular resentment. But they of course were Ottomans, so they were part of this society. Many Armenians even spoke Turkish and not Armenian and so forth, but at least you could identify who they were – they went to different churches and clubs, etc., and they lived in concentrated areas. At a certain point, resentment developed against Armenians who were better off, more closely tied to Europe, and better educated. Then as the propaganda about Armenians and Greeks, another Christian minority, developed suggesting they were linked to foreigners, that they were threat to the Empire, etc., more and more people begin to turn against them. So eventually fear, anger, and resentment became hatred.

The Assyrians are also part of your book – were they seen as a distinct group from the Armenians at that time?

RS: They saw themselves as distinct groups, but the Assyrians, who as another Monophysite Christian group, were often identified with Armenians. Some of them were part of ermeni millet, the official Armenian community, and they were also perceived to have links with foreigners. So the Assyrians were somewhat outcasts, both in Persia and in the Ottoman Empire, and they also suffered tremendously.

Why did the Young Turk government of the Ottoman Empire perceive the Armenians and Assyrians as a threat, and why they chose such an extreme approach to handle them?

RS: That is the central question of this book. There is a tendency on the part of some scholars – particularly Armenians – not to try to explain the genocide because – “why do you need to explain it? These are Turks, this is what they do, and this is the kind of regime it was.” Or, slightly more sophisticated – “oh, it’s Christians and Muslims – they are inevitably in conflict.” Or — “it’s clashes of nationalism.” Now for me, religion, nationalism, the nature of Turkish culture, Ottoman society, the state – all of these are the questions to be asked, not the answers. That is, they need to be investigated. The way I would explain this genocide, and I think it has relevance for other kinds of ethnic cleansings and mass killings, is that the regime developed what I call an “affective disposition” – that is, an emotional understanding of who the enemy was. They constructed the Armenians as an existential threat to the Ottoman Empire and to the Turkish nation, what they conceived as the Turkish nation at that time. I try to explain the origins of this affective disposition – this mental universe – in which emotion, fear, anger, and resentment combined to create an image of Armenians. Armenians originally had been thought of as a loyal part of the empire, but by 1878 they became an instrument of certain foreign powers to intervene in the Ottoman regime and internal policy — the Ottomans began to see them as a threat.

Remind us what happened in 1878.

RS: This was the Russian-Turkish War of 1877-1878. The Russians beat the Turks, and they were going to enforce reforms on the Ottoman Empire, and that was the beginning of the new “Armenian question” that continued right up to the war. Now, some people would say “well, you don’t need to go into emotions – it was a perfectly strategic, rational choice. The Armenians were actually a threat in World War I, and the Turks decided to get rid of them for national security reasons.” My view is that’s an insufficient explanation. Why did they see them as a threat? A threat is always a perception. It’s about emotion, it’s about understanding, feeling, sentiment, and construction – both cognitive and emotional construction. I’m taking a step backwards to see how they got into the position that they could imagine people this way and then carry out the worst possible kinds of things. I’m bringing emotion into it.

By some accounts, Armenians sided with Russia at the beginning of World War I —was that something the Ottomans could point to that the Armenians were a threat?

RS: This is the problem. You can’t say the Armenians sided with Russia. That is what the Ottomans would say, and they perceived that. So there are people who try to justify what the Ottomans did to the Armenians by saying they were with the enemy. What I try to show in the book is that the overwhelming majority of Ottoman Armenians wanted to stay in the Empire and attempted to prove to the Turks that they were loyal, but they also wanted reforms to protect them and allow them to prosper. They wanted Kurdish predations against Armenians to be contained, for example. The Ottoman government was opposed to these reforms, but ultimately had to agree to them in February 1914. When the war came, though, they used the first opportunity to get rid of them. I’ll give you an example. As the Ottomans are going to war, they mobilize the population. Hundreds and thousands of young Armenian men are drafted and join the Ottoman army. A few desert and go over to the Russian side. Some prominent leaders go over to the Russian side. The Russians form Armenian voluntary units on the Caucasian side against the Ottomans, but the Turks see this as treachery and demobilize hundreds of thousands of Armenian soldiers, take their weapons and uniforms away, turn them into labor battalions, and eventually murder them. So it’s a very different thing. It’s not that there wasn’t sympathy among some for Russia, but there was also no particular love for Russia. Russians didn’t like the Armenian nationalist revolutionaries any more than the Turks did so they were persecuting them as well. The Armenians were in an unfortunate position – in Persia, in Russia, and in Turkey. They were like the Kurds today.

How did they try to prove their loyalty?

RS: They mobilized their young men to fight in the army, they raised money for hospitals and aid to the government, they spoke in favor of the war effort, and many other things. They told them – we’re loyal, don’t push us into opposition. But there was an imbalance of agency. You see this today in the Armenian and Azerbaijani conflict over Karabakh, or the Israel-Palestine conflict. One side has more power and has more cards to play: the Israelis in the case of Palestine, the Armenians in the case of the Armenian- Azerbaijani conflict, and the Ottomans in 1915. The Armenians had what I’d call a dilemma of the damned. As they were being constructed as the enemy, there was very little they could do. And then they were disarmed, their leaders were arrested, they were systematically deported, and many hundreds of thousands were murdered.

The Ottoman Turks mobilized the population, in a completely chaotic and disorganized way, and there was dislocation, food shortages, soldiers marching hundreds of miles to get to the front. They were inadequately equipped, and huge numbers of desertions took place. There were half a million deserters, Muslims as well as Christians and others. Many of those deserters would either pillage villages for food, rape women, or clash with the army, and the Ottoman government claimed these were Armenian revolts. A lot of soldiers deserted, and it was general chaos.

To what extent did ordinary people participate or was it mostly carried out by special military forces?

RS: Genocides are ordered from the top: secret orders go out that say “take care of these people” (start the deportations), but we don’t have very good records on that. The orders bring about massacres, and in a systematic way. In the Armenian genocide, the deportations and massacres were often carried out by nomadic Kurds, Circassians (or, Cherkess, as they’re also called), Chechens — many of them refugees from the Caucasus or the Balkans, so called mujahedeen, other refugees who were to be settled in the Armenian villages, and ordinary people, even women. We have reports of women cutting down people so there is some popular participation.

One problem I have is – how much did the Ottomans understand what they were doing, and how much did they believe in it? There were some Ottoman governors who refused to carry out the killings and the deportations. And there were Turks and Kurds who took Armenian refugees into their homes, sometimes forcibly making women part of their harem or family, converting them to Islam. But others believed in the necessity of the massacre. You can now access intelligence reports, and certain commanders were sending reports of Armenian insurrections. Some scholars have read these reports — a kind of new, sophisticated denialism — and taken the Ottomans at their word that there really was a revolt. While there were individual moments of resistance, as at Van or Musa Dagh, because they were being attacked. there was no coordinated, general insurrection of Armenians during the war.

Were the Chechens and Circassians specially sought out for the killings or were they already living in the Empire?

RS: There had always been clashes between Kurds and Circassians and Armenians about land so there was a base of hostilities and tensions. The Ottoman government would often recruit them into special organizations, which hired them as well as criminals and others into gangs, and these people carried out a lot of massacres. The Kurds today, in the Republic of Turkey, are one major group who recognize the genocide, who have apologized for what they did, who believe they were used by the Turks, and they are trying to make up for that now. For example, in the city of Diyarbakır where my grandmother is from, the local Kurds have opened churches and talk about living in the land together with Armenians.

So the Kurds have tried reconciliation?

RS: Yes, because they also feel persecuted by the Turks. Kurdish discourse is something like “they had you for breakfast, and they’re going to have us for dinner.” I really think Turkey is the country to watch. Something’s happening there, and we don’t know where it will go. We don’t know where Russia or Armenia will go either.

Armenians began to view themselves as a nation during this period – how did the genocide contribute to that process? What caused the growing sense of a nation?

RS: I’m a constructivist — I believe that nations are creations of human beings. At a certain point people begin to think of themselves as a nation rather than a religious group or other identity, and this happened for the Armenians in the 19th century. Turks began to think this way a bit later, more in the 20th century, and Kurds even later than that. The genocide happened at a time when some people were thinking in this nationalist idiom, but simultaneously, many others were thinking of themselves as Ottomans, with special Armenian characteristics. Armenian nationalism in a sense won the day in World War I, and the post-war period, until, of course, the Soviets took over the Armenian republic, and nationalism became an alien ideology that couldn’t be expressed openly. It then became the ideology of the diaspora.

Yes, the Armenian genocide was just that, says Ronald Suny’s new book

Suny jacketApril 24th marks the 100th anniversary of the start of the Armenian genocide, the first genocide of the 20th century, though lesser-known, and more contested than other crimes against humanity that followed. Ronald Suny’s “They Can Live in the Desert but Nowhere Else”: A History of the Armenian Genocide claims that the massacres did indeed constitute genocide, and chronicles the human catastrophe through eyewitness accounts and archival documents. The end result is a deeply researched narrative history of how and why the atrocities were committed. The Sunday Times writes, “Suny is admirably dispassionate in explaining the particular circumstances that led the Ottoman government to embark on a policy of mass extermination…”

Check out this video where Suny, Charles Tilly Collegiate Professor of History at the University of Michigan, gives an overview of the genocide’s history, Turkey’s denial, and his own Armenian family’s experience: